UBS could soon face calls to pay out billions of dollars more to the families of Holocaust victims thanks to the efforts of a powerful billionaire who believes the bank didn't pay enough more than 25 ...

Osaic said its latest acquisition expands its services related to succession planning for registered investment advisory firms on its platform.

Ameriprise Financial 's asset and wealth management business saw robust growth in assets and substantial gains in revenue, but profits shrank over the prior year.

The Financial Industry Regulatory Authority has suspended and fined a former Charles Schwab rep in Omaha, Nebraska, over an alleged profit-sharing deal he had with one of his Schwab clients.

A team of veteran Ameriprise financial advisors overseeing more than $2.3 billion have launched their own registered investment advisory firm in New Jersey.

Raymond James is having a strong year for advisor recruitment across affiliation models and making further investments to strengthen transition teams, Chief Executive Officer Paul Shoukry said on the ...