Opinion: The future of tokenized securities in the US depends on whether they deliver real value beyond what existing markets ...

Petition for certiorari denied on March 30, 2026. Whether 15 U.S.C. § 78u(d)(5) and its authorization for the Securities and Exchange Commission to seek “equitable relief” allow the SEC and a district ...

The dispute will shape a panoply of SEC cases in which victims aren’t easy to pinpoint, from low-profile record-keeping ...

The US Securities and Exchange Commission (SEC) is a federal agency based in Washington, DC. It oversees the US securities industry, protects investors, and supports fair and efficient markets. As of ...

On July 1, 2025, the Staff of the Division of Corporation Finance (the “Staff”) of the U.S. Securities and Exchange Commission (SEC) released new guidance[1] on disclosure requirements for offerings ...

The Securities and Exchange Commission is closely monitoring the “emerging pressures” in the private credit market as ...

The US Securities and Exchange Commission gave the go-ahead for sweeping changes to a restriction on day-trading activity by ...

The U.S. Securities and Exchange Commission sued former ComplYant CEO Shiloh Luckey on Oct. 20 in California Central District Court over an alleged $13 million securities fraud scheme targeting ...

The U.S. Securities and Exchange Commission filed an enforcement action against Henry Paul Regan Jr. on Sept. 4 in New York Southern District Court. The suit accuses the defendant of fraudulently ...