It does a good job of consolidating fragmented statutory regimes, but it is not a transformative market-design statute ...

Federal Securities Lawyer and Founding Attorney of Oberheiden P.C., Dr. Nick Oberheiden, answers FAQs about private placements under Regulation D. In the U.S., companies generally must register ...

Rule 144A and Regulation D offer exemptions from federal securities registration requirements under the Securities Act of 1933. However, they apply to different situations, and overseas companies must ...

Integrated Solutions publishes new report calling for a modernised, more efficient US securities regulatory framework.

Tomorrow (May 6, 2025), the Securities and Exchange Commission (SEC), Small Business Capital Formation Advisory Committee (SBCFAC) will meet to discuss the Regulation A, or Reg A+, securities ...

In today's global economy, it is not enough for financial institutions and their attorneys to be familiar with the US regulatory regime alone. In this week's Special Section from The New York Law ...

On Friday, Oct. 25, the Center for Business Law co-hosted the Ohio Securities Conference with The Ohio Department of Commerce Division of Securities. This is the fifty-first year of the annual event ...

Despite a decrease in exposure, the average settlement reached in a securities fraud case in the second half of the year was ...