On October 30, 2023, the Securities and Exchange Commission (SEC) issued an order granting broker-dealers exemptive relief from Rule 15c2-11 of the Securities Exchange Act of 1934 for fixed-income ...

As 2020 came to a close, the issue of how digital asset securities can be custodied by US broker-dealers became clearer, at least from a regulatory standpoint. In a release issued pursuant to the ...

PLANTATION, Fla.--(BUSINESS WIRE)--TradeStation Securities, Inc. (“TradeStation Securities”), an award-winning * self-clearing online brokerage firm for trading stocks, options, futures, and futures ...

Securities and derivatives broker Clear Street Group Inc. filed for an initial public offering, disclosing a sizable jump in both its revenue and profit.

PLANTATION, Fla.--(BUSINESS WIRE)--TradeStation Securities, Inc. (“TradeStation Securities”), an award-winning† self-clearing online brokerage firm for trading stocks, options, futures, and futures ...

In the complex landscape of finance and investment, broker-dealers play a pivotal role, acting as intermediaries in the buying and selling of securities. They represent the heartbeat of the financial ...

Securities America Advisers, the RIA arm of leading independent broker-dealer Securities America Inc., was fined $1.75 million by the Securities and Exchange Commission Wednesday for allegedly failing ...

Powered by Orbisa, the new securities lending data includes information for securities that trade in North America, Europe and Asia and is provided to all clients of Interactive Brokers through ...

GREENWICH, Conn.--(BUSINESS WIRE)-- Interactive Brokers (Nasdaq: IBKR), an automated global electronic broker, announced its appointment as the primary international broker for Sinopac Securities ...

Interactive Brokers shows strong margins, volumes, profits, and operating leverage, while NII faces manageable headwinds in ...

Interactive Brokers (NASDAQ:IBKR) has rolled out its securities lending dashboard designed to help clients parse short-selling activity for certain securities and inform trading decisions, the company ...