Ameriprise Financial Inc. last week put on the block one of the most prominent independent broker-dealers in the industry, its subsidiary Securities America Inc., but no clear buyer has emerged.

Securities America Inc. has made a splash in the roiling mergers and acquisitions market for independent broker-dealers, and it could make more waves soon. The independent-broker-dealer subsidiary of ...

Osaic has agreed to pay about $3 million to resolve allegations that Securities America, which joined the wealth management firm last year, overcharged clients for mutual fund fees. It’s the latest ...