Advisors looking to launch an independent business often gravitate toward the independent broker dealer space (IBD) for the extra layer of support it provides. Yet, plenty of advisors want an even ...

A major Cetera Advisors office of supervisory jurisdiction has set a goal of adding 55 advisors and up to $3 billion in client assets over the next four years using a different take on the hybrid ...

In recent years, we’ve seen tremendous growth for both newly launched super OSJs and the independent advisors joining their ranks. We’ve also seen smaller broker-dealers choosing to wind down their ...

The AmeriFlex Group, a Las Vegas, Nev.-based hybrid RIA and super office of supervisory jurisdiction of independent broker/dealer SagePoint Financial, has launched an unusual succession planning ...

The adviser landscape is changing. Investors are demanding more from financial advisers, technology is impacting how advisers work with their clients, and a broadened fiduciary standard continues to ...

This is the 15th installment in a Financial Planning series by Chief Correspondent Tobias Salinger on how to build a successful RIA. See the previous stories here, or find them by following Salinger ...

West Fargo, N.D., advisor Susan L. Welo is suing AdvisorNet Financial, an office of supervisory jurisdiction of Cetera Advisor Networks. Welo claims the OSJ’s oversight of her back-office functions ...

DAVENPORT, Iowa, Feb. 27, 2025 /PRNewswire/ -- A leading OSJ group managing over $1 billion in client assets has officially transitioned from Osaic Wealth to Ausdal Financial Partners (AFP). The group ...

One of the largest businesses in Cetera's broker-dealer network has strengthened its talent pool with a veteran hire from UBS. Wilde Wealth Management Group, an independent firm within Cetera Advisors ...

LA VISTA, Neb.--(BUSINESS WIRE)--Securities America, a wholly owned subsidiary of Ladenburg Thalmann Financial Services (NYSE American: LTS, LTS PrA), announced today that two large independent ...